Finance
.
ZHU Hongquan

Hits: Date:2020-12-10 10:54

Curriculum Vitae(简历)

 

Zhu Hongquan

 

CONTACT (联系方式)

四川省成都市二环路北一段111号电话: +86-28-87600960

西南交通大学经济管理学院传真: +86 -28-87600543

金融与财务学系邮箱:hqzhu@swjtu.edu.cn

邮编:610031

Southwest Jiaotong University Tel: +86-28-87600960

School of Economics and Management Fax:+86   -28-87600543

Department of Finance E-mail:hqzhu@swjtu.edu.cn

No.111, North Erhuan Road, Chengdu, China 610031

EDUCATION (教育背景)

A. 博士管理科学与工程,中国科学院数学与系统科学研究院, 2001

B. 硕士系统科学, 中国科学院系统科学研究所, 1990

C. 学士数学, 四川大学,1985

A. Ph.D. Management Science and Engineering, Academy   of Mathematics and Systems Sciences, Chinese Academy of Sciences, 2001

B. M.S. Systems Science, Institute of Systems   Sciences, Chinese Academy of Sciences, 1990

C. B.S. Mathematics, Sichuan University, 1985

EMPLOYMENT (工作经历)

A. 教授, 西南交通大学经济管理学院, 7/2004   – 现在

B. 助理研究员, 香港大学经济金融学院,   10/2002–6/2004

C. 助理研究员, 香港科技大学工商管理学院, 8/2001–8/2002

D. 讲师, 西南交通大学应用数学系, 7/1990–8/1998

E. 助教, 西南交通大学应用数学系, 7/1985–8/1987

A. Professor,   School of Economics and Management, Southwest Jiaotong University, 7/2004–Now

B. Research   Assistant, School of Economics and Finance, The University of Hong Kong,   10/2002–6/2004

C. Research   Assistant, School of Business and Management, Hong Kong University of Science   and Technology, 8/2001–8/2002

D. Assistant   professor, Department of Applied Mathematics, Southwest Jiaotong University,   7/1990–8/1998

E. Teaching   Assistant, Department of Applied Mathematics, Southwest Jiaotong University,   7/1985–8/1987

RESEARCH INTEREST(研究兴趣)

资产定价、行为金融、公司财务、金融市场与机构、风险管理

Behavioral and Empirical Asset Pricing, Corporate   Finance, Financial Markets and Institutions, Risk Management

PUBLCATIONSPAPERS & CASES)发表,包括文章和案例

a) Basic or   Discovery Scholarship学术类

[1] Cao Peng,   Qinb, Lu, and Zhu Hongquan. “Local corruption and stock price crash risk: Evidence   from China”. International Review of Economics & Finance, 2019, 63:   240-252.(SCI)

[2] Zhu   Hongquan, Ying Xiaoxiao, “Are dual listed stocks more valuable?-Based on the   comparison of H+A shares and A shares”.Journal of Nanjing Audit University,   2019:39-48.

[3] Zhu   Hongquan, Wang Xiao, “Does goal determine success? –Based on the analysis of   the anchoring effect of commercial bank wealth management products”. Journal of Systems Science and Mathematical Sciences,2019:1684-1700.

[4] Liu Yanand   Hongquan Zhu. “Individual Investor or Institutional Investor, Who Dominates   Asset Pricing in Chinese A-share Stock Market”. Chinese Journal of Management Science,   2018, 26(4): 120-130.

[5] Zhu   Hongquan, and Lu Zhu. “Abnormal Audit Fees, Audit Quality and Initial Public   Offering Pricing: Evidence from Chinese A-share Stock Markets”. Audit &   Economy Research, 2018, (4): 55-65.

[6] Zhu   Hongquan, and Lingling Jiang. “Investor Recognition and Stock Returns:   Evidence from China”. China Finance Review International, 2018, 8(2): 199-215.

[7] Li Wei,   Yajing Li, and Hongquan Zhu. “Government Intervention in IPO—Evidence on the   Exemption from IPO Regulatory Requirements in China”. Journal of   International Accounting Research. 2016, 15(2): 79-96.

[8] Zhu   Hongquan, Jiang Yu, and Lin Chen. “Heterogeneous Beliefs, Short-sale   Constraints and Stock Returns: Evidence from China”. Journal of Management   Science in China, 2016, 19(7): 115-126.

[9] Zhu   Hongquan, Fei Gong, XiaohongXie, and Jiamei Zheng. “Are Foreigners Smarter?   Evidence from Investment Products’Returns of Foreign and Domestic Commercial   Banks in China”, Management Review, 2016, 28(3): 106-115.

[10] Chen   Lin, Lu Qin, and Hongquan Zhu. “Opinion Divergence, Unexpected Trading Volume   and Stock Returns: Evidence from China”. International Review of Economics   and Finance, 2015, 36, 119-127.

[11] Pan   Ningning, and Hongquan Zhu. “Impact of fund ownership and trading on stock   return synchronicity”. Chinese Journal of Management Science, 2015, 18(3):   90-103.

[12] Zheng   Yao, Dayong Dong, and Hongquan Zhu. "Does Internet Communication of   Stock Information Weaken the Stock Market Herding? An Analysis of Chinese   Market". Management Review(in Chinese), 2015, 27(6): 58-67.

[13] Yu   Qiulingand   Hongquan Zhu. "Macroeconomic Information and Stock Price Synchronicity:   Empirical Analysis in Chinese Stock Markets". Chinese Journal of   Management Science, 2014, 17(3): 15-26.

[14] Wang   Lian, and Hongquan Zhu. "Can Online Search Help Explain IPO   Underpricing? Empirical Analysis Based on A-share Market in China".   Systems Engineering(in Chinese), 2014, 32(11): 37-43.

[15] Zhu   HongquanLingxue   Zhang, and Na Wang. "The External Determinants of Commercial Banks’   Performance in China". Management Review(in Chinese), 2014, 26(10):   3-12.

[16] Li   Yajing, and Hongquan Zhu. "Investor's Lottery Ratios and the Ability to   Forecast Stock Performance in Secondary Markets". Systems   Engineering—Theory &Practice(in Chinese), 2014, 34(6): 23-31.

[17] Wang   Hong, and Hongquan Zhu. "Has Accruals Quality Been Objectively Priced in   A-share Market? Evidence from China". Systems Engineering—Theory   &Practice(in Chinese), 2012, 32(2): 236-245.

[18] Zhu   Hongquan, Luping Fan and Lan Shu. “Growth Option, Asset-in-Place, and Risk of   Capital: Evidence from Chinese A-Share Stock Market”. Chinese Journal of   Management, 2012, 9(2): 303-309.

[19] Meng   Rujin, Xiangdong Ning, Xianming Zhou, and Hongquan Zhu. “Do ESOPs Enhance   Firm Performance? Evidence from China's Reform Experiment”. Journal of   Banking and Finance, 2011, 35: 1541-1551.

[20] Zhu   Hongquan, Lin Chen, and Ningning Pan. “Industry, Local and Market Information,   Who Dominates Price Movement in Chinese Stock Market?”. Chinese Journal of   Management Science, 2011, 19(4): 1-8.

[21] Zhu   Hongquan, Lan Shu, Hong Wang, and Luping Fan. “DuPont Analysis and Value   Evaluation: An Empirical Analysis Based on Chinese A-Share Market”.   Management Review (in Chinese), 2011, 23(10): 152-161.

[22] Zhu   Hongquan, Li Zhou, and Jiang Yu. “Non-interest Income and the Determinants of   Commercial Banks in China”. Management Review (in Chinese), 2011, 23(6):   23-30.

[23] Pan   Ningning, Hongquan Zhu, and Lin Chen. “Stock Liquidity and Asset Liquidity:   Theory and Empirical Analysis”. Systems Engineering—Theory & Practice (in   Chinese), 2011, 31(4): 710-720.

[24] Wang   Hong, Hongquan Zhu, and Rui Tu. “The Correlation between Institutional   Ownership and Accruals Quality: Evidence from A-Share Market in China”.   Journal of Systems & Management (in Chinese), 2011, 20(4): 462-471.

[25] Wang   Hong, Hongquan Zhu. “The Pricing of Accruals Quality: Evidence from A-share   Markets in China”. Systems Engineering (in Chinese), 2010, 28(1): 24-32.

[26] Wang   Hong, Hongquan Zhu, Jianping Ge, and Li Chen. "Accruals Quality, Risk   and Asset Pricing: Evidence from Chinese A􀀁Share Stock Markets". Journal of Management   Science (in Chinese), 2010, 23(2): 112-120.

[27] Zhu   Hongquan, Xiaowei Ma, Yajing Li, NiniDuan, and Hongzhi Zhu. “The Determinants   of Mutual Fund Investors' Behavior in China”. Management Review (in Chinese),   2009, 21(10): 86-94.

[28] Zhu   Hongquan, Jie Liand   Xiaowei Ma. “Liquidity, Liquidity Measures and Expected Return: An Empirical   Study in Chinese A-Share Stock Market”. China Finance Review International,   2009, 3: 1-20.

[29] Zhu   Hongquan, Yajing Li. “Is Concentration or Diversification the Optimal   Investment Strategy for Closed-end Funds in China?”. Management Review (in   Chinese), 2008, 20(2): 9-13.

[30] Yajing   Li, Hongquan Zhu, and Mingjing Luan. “Realizing Profits Immediately: the   Disposition Effect of Open-End Fund Investors in China”. Journal of Southeast   University, 2008, 24: 180-186.

[31] Li   Yajing, Hongquan Zhu, Dengshi Huang, and Yingfeng Zhou. “Ownership Structure   and Value Creation”. Journal of Management Sciences in China, 2006, 9(5):   65-74.

[32] Zhu   Hongquan, Yajing Li. “Closed-End Fund Performance: An Analysis of the   Quarterly Top 10 Holdings”. Management Review (in Chinese), 2005, 17(7): 3-9.

[33] Li   Yajing, Hongquan Zhu, Dengshi Huang, and Yingfeng Zhou. “Board Control, Chief   Executive Officer Compensation, and Firm Performance”. Systems   Engineering—Theory & Practice (in Chinese), 2005, 25(2): 30-39.

[34] Li   Yajing, Hongquan Zhu, Dengshi Huang, and Yingfeng Zhou. “EVA vs. Traditional   Accounting Indexes: Empirical Analysis in China Stock Market”. Journal of   Management Sciences in China, 2004, 7(3): 31-37.

[35] Zhu   Hongquan, Zudi Lu, Shouyang Wang, and A.S. Soofi. “Causal Linkages Among   Shanghai, Shenzhen, and Hong Kong Stock Markets”. International Journal of   Theoretical and Applied Finance, 2004, 7: 135-149.

[36] Yajing   Li, Yue He, and Hongquan Zhu. “The Empirical Analysis of the Long Memory   Properties of Stock Market Returns and Volatilities in China”. Systems   Engineering—Theory & Practice (in Chinese), 2003, 23(1): 9-15.

[37] Zhu   Hongquan, Zudi Lu, and Shouyang Wang. “The Kernel Estimation of   Value-at-Risk: Theory”. Journal of Systems Science and Mathematical Science   (in Chinese), 2002, 22(3): 365-374.

[38] Zhu   Hongquan, Zudi Lu, and Shouyang Wang. “Granger Causality Analysis of Stock   Markets in China”. Journal of Management Sciences in China, 2001, 4(5): 7-12.

[1] Cao   Peng, Qinb, Lu, and Zhu Hongquan. “Local corruption and stock price crash   risk: Evidence from China”. International Review of Economics & Finance,   2019, 63: 240-252. (SCI)

[2] 朱宏泉; 应潇潇,双重上市股票更有投资价值吗?——基于H+A股与A股的对比分,南京审计大学学报, 201939-48.

[3] 朱宏泉,王萧,目标决定成败?—基于商业银行理财产品收益锚定效应分析,系统科学与数学,20191684-1700.

[4] 刘燕, 朱宏泉, 个体与机构投资者,谁左右A股股价变化?基于投资者异质信念的视角,中国管理科学,2018,   26(4): 120-130.

[5] 朱宏泉, 朱露, 异常审计费用、审计质量与IPO定价基于A股市场的分析, 审计与经济研究, 2018,   (4): 55-65.

[6] Zhu   Hongquan, and Lingling Jiang. Investor Recognition and Stock Returns:   Evidence from China. China Finance Review International, 2018, 8(2): 199-215.

[7] Li Wei,   Yajing Li, and Hongquan Zhu, Government Intervention in IPO ― Evidence on the   Exemption from IPO Regulatory Requirements in China, Journal of International   Accounting Research, 2016, 15(2): 79-96.

[8] 朱宏泉,余江,陈林. 异质信念、卖空限制与股票收益基于中国证券市场的分析,管理科学学报,201619(7)115-126

[9] 朱宏泉, 巩菲, 谢晓红, 郑佳梅. 外来的和尚会念经?—基于中外资商业银行理财产品绩效的分析. 管理评论, 2016,   28(3): 106-115.

[10] Chen   Lin, Lu Qin, Hongquan Zhu. Opinion Divergence, Unexpected Trading Volume and   Stock Returns: Evidence from China. International Review of Economics and   Finance, 2015, 36, 119-127.

[11] 潘宁宁, 朱宏泉. 基金持股与交易行为对股价联动的影响分析. 管理科学学报, 2015,   18(3): 90-103.

[12] 郑瑶, 董大勇, 朱宏泉. 网络证券信息交流减弱股市羊群效应吗: 基于中国证券市场的分析. 管理评论, 2015,   27(6): 58-67.

[13] 余秋玲, 朱宏泉. 宏观经济信息与股价联动基于中国市场的实证分析. 管理科学学报, 2014,   17(3): 15-26.

[14] 王炼, 朱宏泉. 网络搜索能帮助解释IPO抑价之谜吗? —基于中国A股市场的实证分析. 系统工程, 2014,   32(11): 37-43.

[15] 朱宏泉, 张凌雪, 汪娜. 国内商业银行绩效的外部影响因素分析. 管理评论, 2014,   26(10): 3-12.

[16] 李亚静, 朱宏泉. 投资者中签率的信息含量及其对股票上市后表现的预测分析. 系统工程理论与实践, 2014,   34(6): 23-31.

[17] 王鸿, 朱宏泉. 应计质量在A股市场得到客观定价了吗?来自中国A股市场的证据. 系统工程理论与实践, 2012,   32(2): 236-245.

[18] 朱宏泉, 范露萍, 舒兰. 成长性、现有资产与β关系的上市公司实证研究. 管理学报, 2012,   9(2): 303-314.

[19] Meng   Rujin, Xiangdong Ning, Xianming Zhou, Hongquan Zhu. Do ESOPs Enhance Firm Performance?   Evidence from China's Reform Experiment. Journal of Banking and Finance,   2011, 35: 1541-1551.

[20] 朱宏泉, 陈林, 潘宁宁. 行业、地区与市场信息, 谁主导中国证券市场价格变化?中国管理科学, 2011,   19(4): 1-8.

[21] 朱宏泉, 舒兰, 王鸿、范露萍. 杜邦分析与价值判断基于A 股上市公司的实证研究. 管理评论, 2011,   23(10): 152-161.

[22] 朱宏泉, 周丽, 余江. 我国商业银行非利息收入及其影响因素分析. 管理评论, 2011,   23(6): 23-30.

[23] 潘宁宁, 朱宏泉, 陈林. 股票流动性与资产流动性的相关性理论与实证分析. 系统工程理论与实践, 2011,   31(4): 710-720.

[24] 王鸿, 朱宏泉, 涂瑞. 机构投资者持股与应计质量相关性的资产定价来自中国A股市场的证据. 系统管理学报, 2011,   20(4): 462-471.

[25] 王鸿, 朱宏泉. 应计质量的资本市场定价来自中国A股市场的证据. 系统工程, 2010,   28(1): 24-32.

[26] 王鸿, 朱宏泉. 应计质量的风险定价研究来自中国A股市场的证据, 管理科学, 2010,   23(2): 112-120.

[27] 朱宏泉, 马晓维, 李亚静, 段妮妮, 朱宏志. 基金投资者投资行为影响因素研究. 管理评论, 2009,   21(10): 86-94.

[28] Zhu   Hongquan, Jie Li, and Xiaowei Ma. Liquidity, Liquidity Measures and Expected   ReturnAn   Empirical Study in Chinese A-Share Stock Market. China Finance Review   International, 2009, 3(1): 1-20.

[29] 朱宏泉, 李亚静. “集中与分散化投资谁是基金的最优选择?” 管理评论, 2008,   20(2): 9-13.

[30] Yajing   Li, Hongquan Zhu, and Mingjing Luan. “Realizing Profits Immediately: the   Disposition Effect of Open-End Fund Investors in China”. Journal of Southeast   University, 2008, 24: 180-186.

[31] 李亚静, 朱宏泉, 黄登仕, 周应峰. 股权结构与公司价值创造. 管理科学学报, 2006,   9(5): 65-74.

[32] 朱宏泉, 李亚静. 基于季度投资组合的基金投资能力分析. 管理评论, 2005,   17(7): 3-9.

[33] 李亚静, 朱宏泉, 黄登仕, 周应峰. 董事会控制、经理报酬与公司经营绩效. 系统工程理论与实践, 2005,   25(2): 30-39.

[34] 李亚静, 朱宏泉, 黄登仕, 周应峰. EVA与传统会计指标的比较中国证券市场的实证分析. 管理科学学报, 2004,   7(3): 31-37.

[35] Zhu   Hongquan, Zudi Lu, Shouyang Wang. Causal Lingkages Among Shanghai, Shenzhen,   and Hong Kong Stock Markets. International Journal of Theoretical and Applied   Finance, 2004, 7(2): 135-149.

[36] 李亚静, 何跃, 朱宏泉. 中国股市收益率与波动性长记忆性的实证研究. 系统工程理论与实践, 2003,   23(1): 9-15.

[37] 朱宏泉, 卢祖帝, 汪寿阳.   Value-at-Risk的核估计理论. 系统科学与数学, 2002,   22(3): 365-374.

[38] 朱宏泉, 卢祖帝, 汪寿阳. 中国股市的Granger因果关系分析. 管理科学学报, 2001,   4(5): 7-12.

BOOKS OR CHAPER IN BOOKS 学术著作/合著章节

a) Basic or   Discovery Scholarship学术类

[1] 王鸿, 朱宏泉, 刘世平. 《应计质量与资产定价基于中国证券市场的分析》. 中国经济出版社, 2014. ISBN: 9787513633598

[1] Wang Hong, Hongquan Zhu, and Shiping Liu. Accruals   Quality and Asset Pricing—Evidence in Chinese Stock Market. China Economics   Press, 2014. ISBN: 9787513633598.

FUNDED PROJECTS 受资助项目

a) Basic or Discovery Scholarship学术类

[1] 流动性枯竭与股价崩盘风险基于中国证券市场的分析”, 国家自然科学基金(面上项目),2018.1-2021.12,项目编号71773100,主持。

[2] 机构投资者投机性交易对资产定价的影响基于中国证券市场的分析,国家自然科学基金(面上项目),2015.1-2018.12,项目编号71473206,主持。

[3] 异质信念、市场环境与资产定价,国家自然科学基金(面上项目),2012.1-2015.12,项目编号71171170,主持。

[4] 投资者信心对资产定价的影响研究,国家自然科学基金(面上项目),2010.1-2012.12,项目编号70971110,主持。

[5] 流动性、流动性风险的测度有效性研究基于资产定价的视角,教育部人文社会科学研究项目,2010.1-2012.12,项目编号09YJA790169,主持。

[6] 机构投资者行为对股价联动的影响研究基于中国证券市场的实践,高等学校博士学科点专项科研基金(博导类),2012.1-2015.12,项目编号20120184110021,主持。

[7] 异质信念对资产定价的影响研究基于A股市场融资融券的视角”, 教育部人文社会科学研究项目,2017.1-2019.12,项目成员(主持人为刘映池)。

[8] 网络环境下服务参与者行为和服务策略研究”. 国家自然科学基金重大项目,2011.1-2014.12,项目编号71090402,项目成员(主持人为贾建民教授)。

[9] 行为决策理论及其在管理中的应用研究”. 教育部创新团队项目,2010.1-2012.12,项目编号IRT0860,研究骨干(主持人为贾建民教授)。

[1] “The Speculative Trading of Institutional   Investors on Asset Pricing: Evidence from Chinese Stock Markets”. National   Natural Science Foundation of China, 2015.1-2018.12Reference No. 71473206, Principal Investigator,   RMB 650,000.

[2] “Heterogeneity, Market Environment and Asset   Pricing”. National Natural Science Foundation of China, 2012.1-2015.12, Reference   No. 71171170, Principal Investigator, RMB 450,000.

[3] “The Impact of Investors' Confidence on Asset   Pricing”. National Natural Science Foundation of China, 2010.1-2012.12,   Reference No. 70971110, Principal Investigator, RMB 260,000.

[4] “The Efficiency of Liquidity and Liquidity Risk   Measures: Based on the Asset Pricing Analysis”. Social Science Foundation of   Ministry of Education of China, 2010.1-2012.12, Reference No. 09YJA790169,   Principal Investigator, RMB 70,000.

[5] “The Impact of Institution's Behavior on Stock   Price Comovement—Evidence in China”. Research Fund for the Doctoral Program   of Higher Education of China, 2012.1-2015.12, Reference No. 09YJA790169,   Principal Investigator, RMB 120,000.

[6] “Service Participants' Behaviors and Service   Strategies under Network Environment”. Major Program of the National Natural   Science Foundation of China, 2011.1-2014.12, Investigator (Principal   Investigator: Jianming Jia), RMB 2,200,000.

[7] “Behavioral Decision Theories and Applications in   Management Sciences”. Innovation Team of Ministry of Education of China,   2010-2012, Investigator (Principal Investigator: Jianming Jia), RMB   1,500,000.

b) Teaching &Learning Scholarship教学类(包括各类精品课程)

[1] 精品课程建设基金(金融市场学),西南交通大学教务处,2006.1-2007.12,主持。

[2] 双语课程建设基金(金融学),西南交通大学教务处,2007.1-2008.12,主持。

[3] 国际化、工程化和差异化的管理人才培养模式创新”. 教育部人才培养模式创新实验区项目,2008.1-2009.12,项目成员(主持人为贾建民教授)。

[4] 创新性管理人才培养模式的研究与实践”. 四川省高等教育人才培养质量和教学改革项目,2009.10-2011.10,项目成员(主持人为李军教授)。

[1] “Quality Courses in Financial Markets and   Institutions”, Supported by Southwest Jiaotong University, 2006.1-2007.12,   Principal Investigator, 20,000 RMB.

[2] “Bilingual Courses in Finance”, Supported by   Southwest Jiaotong University, 2007.1-2008.12, Principal Investigator, 10,000   RMB.

[3] “The Training Mode Innovation for   Internationalizing, Engineering and Differencing Managerial Talents”,   Supported by Ministry of Education of China, 2008.1-2009.12, Investigator   (Principal Investigator: Jianming Jia).

[4] “The Research and Practice of Training Mode Innovation for Managerial   Talents”, Supported by Department of Education of Sichuan Province,   2009.10-20011.10, Investigator (Principal Investigator: Jun Li).

OTHER RESEARCH AND SCHOLARLY ACTIVITIES

各类其它学术、教学和应用实践类成果

a) Basic or   Discovery Scholarship学术类

Ÿ Participation in recognized academic   societies and associations在学术组织/协会中任职或起到重要作用

[1] 中国系统工程学会理事. 2010年至今;中国运筹学会金融系统工程与风险管理分会常务理事. 2011年至今;中国运筹学会决策分会常务理事. 2012年至今。

[2] 国家自然科学基金、社会科学基金,教育部、四川省基金项目、评奖等事项评审专家. 2010年至今。

[3] 管理科学学报、系统工程理论与实践、中国管理科学、管理评论等学术期刊审稿人. 2007年至今。

[1] Council Member of Systems Engineering Society of   China, 2010-present; Executive Council Member of Financial Systems   Engineering and Risk Management Society of China, 2011-present; Executive   Council Member of Decision Science Branch of the Operations Research Society   of China, 2012-present.

[2] Referee of Funding Agencies: National Natural   Science Foundation of China(NSFC), National Social Science Foundation of   China(SSFC), Ministry of Education of China, Science and Technology Department   of Sichuan Province, and Department of Education of Sichuan Province,   2011-present.

[3] Referee of Journals: Journal of Management Sciences   in China, Systems Engineering —Theory & Practice (in Chinese), Chinese   Journal of Management Science, Management Review (in Chinese), et al.   2007-present.

Ÿ Research awards学术获奖

[1] 异常审计费用、审计质量与IPO定价基于中国证券市场的分析”, 2017年获第十四届金融系统工程与风险管理国际年会优秀论文奖。

[2] 基金持股与交易行为对股价联动的影响分析基于中国证券市场的数据”. 2013年获第十一届金融系统工程与风险管理国际年会最佳论文奖。

[3] 宏观经济信息与股价联动基于中国市场的实证分析”, 2012年获第十届金融系统工程与风险管理国际年会最佳论文奖。

[4] 行业、地区市场信息,谁主导中国证券市场价格变化?”, 2010年获华罗庚教授诞辰一百周年纪念大会暨第十二届中国管理科学学术年会优秀论文奖。

[5] 中国股市收益率与波动性长记忆的实证研究”, 2005年获四川省第十一次哲学社会科学优秀成果奖。

[1] “Impact of fund ownership and trading on stock   return synchronicity”, Best Paper Award of the 11th Financial Systems   Engineering and Risk Management International Annual Meeting(FSERM), 2013.

[2] “Macroeconomic Information and Stock Price   Synchronicity: Empirical Analysis in Chinese Stock Markets”, Best Paper Award   of the 10th Financial Systems Engineering and Risk Management International   Annual Meeting(FSERM), 2012.

[3] “Industry, Local and Market Information, Who   Dominates Price Movement in Chinese Stock Market?”, Best Paper Award of the   12th China Management Science Annual Meeting, 2010.

[4] “The Empirical Analysis of the Long Memory   Properties of Stock Market Returns and Volatilities in China”, The 11th   Excellent Achievement Award for Philosophy and Social Sciences of Sichuan   Province, 2005.

Ÿ Conference (with presentation) 受邀参会并作报告

[1] “Effects of Government Intervention in   IPO–Evidence on the Exemption from IPO Regulatory Requirements in China”, The   Third International Conference of the Journal of International Accounting   Research(JIAR), July 20-21, 2015, Sao Paulo, Brazil.

[2] “Contrarian Portfolio Strategy based on Return and   Liquidity in the Chinese Markets”, 2014 Financial Management Association(FMA)   Annual Meeting, Oct.15-18, 2014, Nashville, Tennessee.

[3] “Impact of fund ownership and trading on stock   return synchronicity(in Chinese)”, the 10th China Finance Annual Meeting,   October 26-27, 2013, Beijing, China.

[4] “Macroeconomic Information and Stock Price   Synchronicity: Empirical Analysis in Chinese Stock Markets(in Chinese)”, the   10th Financial Systems Engineering and Risk Management International Annual   Meeting(FSERM), 2012, Guiyang, China.

[5] “Stock Liquidity and Asset Liquidity: Theory and   Empirical Analysis(in Chinese)”, 2011 China International Conference in   Finance(CICF2011), July 4-7, 2011, Wuhan, China.

b) Teaching   &Learning Scholarship教学类

Ÿ Obtain honors and rewards related to   teaching and learning activities取得与教学相关的荣誉及奖励

[1] 2019年获“立德树人”(科研育人)先进个人。

[2] 2012年获得西南交通大学优秀研究生导师称号。

[3] 指导的博士研究生王鸿于2011年获得四川省优秀毕业生称号。

[4] 指导的博士研究生陈林、潘宁宁于2013年获得研究生国家奖学金。

[5] 指导的硕士研究生蒋玲玲、巩菲、张凌雪、汪娜、谢晓红、郑佳梅分别于2017201620142013年获得研究生国家奖学金。

[1] Outstanding Individual Research and Education2019.

[2] Outstanding Graduate Supervisor of Southwest   Jiaotong University, 2012.

[3] Wang Hong: Outstanding Graduate Students in   Sichuan Province, Supervisor: Zhu Hongquan, 2011.

[4] Chen Lin, Pan Ningning, Zhang Lingxue, and Wang   Na: Receive National Scholar Ship in 2013, Supervisor: Zhu Hongquan.

[5] Jiang LinglingGong Fei, Zhang Linxue, Wang Na, XieXiaohong and   Zheng Jiamei: Receive National Scholar Ship in 2017, 2016, 2014 and 2013,   respectively, Supervisor: Zhu Hongquan

Ÿ Win a prize for teaching research   achievement教学研究成果获得奖励

[1] 培养国际化、工程化和差异化的管理创新人才,四川省教学成果三等奖,2009.

[1] “The Training Mode Innovation for   Internationalizing, Engineering and Differencing Managerial Talents”, the   Third Prize for Teaching Achievement in Sichuan Province, 2009.

Ÿ Others 其它(请注明类别/时间/地点/事项/参与者等信息)

[1] 2017年获得四川省有突出贡献专家称号

[2] 2015年获得西南交通大学十佳优秀共产党员称号。

[3] 2011年获得西南交通大学优秀共产党员称号。

[1] Experts with outstanding contributions in Sichuan   Province, 2017

[2] Top 10 Outstanding Communist Party Member of Southwest Jiaotong   University, 2015.

[3] Outstanding Communist Party Member of Southwest Jiaotong University,   2011.

 

COURSES TAUGHT AT SWJTU 教授课程

博士生课程:金融工程研究前沿,会计与公司财务研究前沿

硕士生课程:金融市场微观结构理论

MBA课程:金融市场学,投资学

本科生课程:金融市场学

PhDThe   Frontier of Financial Engineering, the Frontier of Accounting and Corporate   Finance

PostgraduateMarket   Microstructure

MBAFinancial   Markets and Institutions, Investments

UndergraduateFinancial   Markets and Institutions