CONTACT (联系方式)

四川省成都市二环路北一段111号

西南交通大学经济管理学院

传真: +86 -28-87600543

会计学系

邮箱:yeyong@swjtu.cn

邮编：610031

Southwest Jiaotong University

School of Economics and Management

Fax:+86 -28-87600543

Department of Accounting

E-mail:yeyong@swjtu.cn

No.111, North Erhuan Road, Chengdu, China 610031

EDUCATION （教育背景）

A. 博士后西南财经大学会计学院从事博士后研究，2006

B. 博士西南交通大学经济管理学院，管理科学与工程专业，获管理学博士学位，2005

C. 硕士西南交通大学经济管理学院，工商管理专业，获管理学硕士学位，2001

A. Post Doctorate. School of Accounting, Southwestern   University of Finance and Economics, 2006

B. Ph.D. Management Science and Engineering,   Southwest Jiaotong University, 2005

C. M.M. Business Administration，Southwest Jiaotong University，2001

EMPLOYMENT （工作经历）

A. 教授、博士生导师, 西南交通大学经济管理学院, 9/2012   - 至今

B. 副教授、博士生导师, 西南交通大学经济管理学院,   3/2007- 9/2012

C. 副教授, 成都理工大学, 7/2006-3/2007

D. 副教授,贵州财经学院,   7/2005-7/2006

A. Professor   and Doctoral Supervisor, School of Economics and Management, Southwest   Jiaotong University, from 9/2012 to present

B. Associate   Professor and Doctoral Supervisor, School of Economics and Management,   Southwest Jiaotong University, 3/2007 to 9/2012

C. Assistant   Professor, Chengdu University of Technology, 7/2006 to 3/2007

D. Assistant   Professor,Guizhou University of Finance and Economics, 7/2005 to 7/2006

RESEARCH INTEREST（研究兴趣）

公司财务、公司治理、企业理论与实务

Corporation   Finance,Corporate Governance, Enterprise Theory and Practice

PUBLCATIONS（PAPERS & CASES）发表，包括文章和案例

a) Basic or   Discovery Scholarship学术类

[1] 叶勇,张丽.政策不确定性与企业债务融资的实证研究——来自地级市层面的证据[J].财经理论与实践,2019,40(03):65-73.

[2] 牛枫，叶勇，陈效东.媒体报道与IPO公司股票发行定价研究—来自深圳中小板上市公司的经验证据[J]．管理评论，2017，29（11）：50-61

[3] 叶勇，李明，王雨潇.媒体监督、经理人特征与掏空—基于我国家族上市公司的经验证据[J]．管理评论，2017，29（2）：155-167

[4] 李明，叶勇.媒体负面报道对控股股东掏空行为影响的实证研究[J]．管理评论，2016，28（1）：73-82

[5] Yong Ye,   Lei Huang, Ming Li, Negative Media Coverage, Legal Environment and Tunneling   — an Empirical Evidence from the Chinese Listed Companies[J]. China Finance   Review International, 2015, 5(1): 3-18.

[6] Zhi-Chao   Liu, Yong Ye, Models for Comprehensive Evaluating Modeling of Investment   Project Risk with Trapezoid Fuzzy Linguistic Information[J].Journal of   Intelligent and Fuzzy Systems(SCI), 2015, 28(1): 151-156.

[7] Zhi-Chao   Liu, Yong Ye, Ming Li, Media Supervision is Able to Improve Investment   Efficiency-based on Multiple Linear Regression Model[J].International Journal   of Management and Business Studies, 2014, 4(4): 18-23.

[8] 黄雷, 李明, 叶勇. 媒体负面报道对过度投资的影响[J]. 软科学,   2014(6):25-28 交大B

[9] 李明, 叶勇, 张瑛. 媒体报道能提高公司的透明度吗?—基于中国上市公司的经验证据[J]. 财经论丛,   2014(6):82-87 B

[10] 叶勇,李明,黄雷. 法律环境、媒体监督与代理成本[J]. 证券市场导报.   2013(09) ：47-53   A..

[11] 叶勇,李明,张瑛. 媒体关注对代理成本的影响[J]. 软科学.   2013(02) ：45-48 B

[12] 叶勇,蓝辉旋,李明. 多个大股东股权结构与公司业绩研究[J]. 预测.   2013(02): 26-30 A

[13] 张旭辉,叶勇,李明. 次大股东对过度投资影响研究—基于中国上市公司的经验证据[J]. 管理学报.   2012(10): 1449-1456 B+

[14] 黄雷,李明,叶勇. 上市公司现金股利分配政策研究[J]. 软科学.   2012(07): 118-122 B

[15] 黄雷,叶勇,蓝辉旋. 股改后国有控股上市公司股权结构与公司绩效研究[J]. 统计与决策.   2010(10): 134-136

[16] 淳伟徳,叶勇,陈璇. 股权分置改革对我国上市公司业绩影响的实证分析[J]. 预测.   2009(04): 43-49

[17] 叶勇,黄雷. 基士法系差异的终极控制权、现金流量权比较研究[J]. 管理科学.   2007(05): 31-39

[18] 叶勇, 淳伟德,黄雷. 不同行业的上市公司终极控制权、现金流量权和公司绩效 [J]. 软科学. 2007   (05): 42-44

[19] 叶勇,刘波,黄雷. 终极控制权、现金流量权与企业价值—基于隐性终极控制论的中国上市公司治理实证研究[J]. 管理科学学报.   2007(02): 66-79

[20] 叶勇,胡培,刘波. 上市公司终极控制股东侵害度及实证研究[J]. 系统工程理论方法应用.   2006(02): 164-169

[21] 叶勇,胡培,黄登仕. 中国上市公司终极控制权及其与东亚、西欧上市公司的比较分析[J]. 南开管理评论.   2005(03): 25-31

[22] 黄雷,叶勇. 国有资产管理的经济法律分析[J]. 中国行政管理.   2004(08): 76-81

[1] Ye Yong,   Zhang Li. Empirical Study on Political Uncertainty and Corporate Debt Financing——An   Evidence from China's Prefecture-level Cities [J]. The Theory and Practice of   Finance and Economics. 2019,40(03),65-73.

[2] Niu   feng, Ye Yong, Chen Xiaodong. Research on Media Reports and IPO Company Stock   Issue Pricing — Empirical Evidence from Shenzhen SMEs Board Listed Companies   [J]. Management Review, 2007, 29 (11) : 50-61

[3] Ye Yong,   Li Ming and Wang Yuxiao. Media Supervision, Manager Characteristics and   Tunneling-based on the Empirical Evidence of Chinese Family Listed Companies   [J]. Management Review, 2007, 29 (2) : 155-167

[4] Li Ming   , Ye Yong. Empirical Research on the Influence of Negative Media Reports on   the Tunneling Behavior of Controlling   Shareholders [J]. Management Review,   2016,28 (1) : 73-82

[5] Yong Ye,   Lei Huang, Ming Li. Negative Media Coverage, Legal Environment and Tunneling   — an Empirical Evidence from the Chinese Listed Companies[J]. China Finance   Review International, 2015, 5(1): 3-18.

[6] Zhi-Chao   Liu, Yong Ye. Models for Comprehensive Evaluating Modeling of Investment   Project Risk with Trapezoid Fuzzy Linguistic Information[J].Journal of   Intelligent and Fuzzy Systems(SCI), 2015, 28(1): 151-156.

[7] Zhi-Chao   Liu, Yong Ye, Ming Li. Media Supervision is Able to Improve Investment   Efficiency-Based on Multiple Linear Regression Model[J].International Journal   of Management and Business Studies, 2014, 4(4): 18-23.

[8] Lei   Huang, Ming Li and Yong Ye, “The impact of negative media coverage on   over-investment” Soft Science 2014(6):25-28

[9] Ming Li,   Yong Ye and Ying Zhang, “Based on the empirical evidence of Chinese listing   Corporation, can media coverage improve the transparency of the enterprises”   Financial Review 2014(6):82-87

[10] Yong Ye,   Ming Li, and Lei Huang. “Legal Environment, Media Supervision and Agency   Cost” Securities Market Herald   9(2013):47-53

[11] Yong Ye,   Ming Li, and Ying Zhang. “Influence of Media Coverage on Agency Cost” Soft   Science 2(2013): 45-48

[12] Yong Ye,   Huixuan Lan, and Ming Li. “Corporate Performance and Multiple Large   Shareholders”Forecasting 2(2013): 26-30

[13] Xuhui   Zhang, Yong Ye, and Ming Li."The Impact of the Second Largest   Shareholder on Slowdown Over-investment: Empirical Evidence from Chinese   Listed Companies"Chinese Journal of Management10 (2012): 1449-1456

[14] Lei Huang, Ming Li, and Yong Ye. “Research   onDistribution Policy ofCash Dividends in Listed Companies”Soft Science   7(2012): 118-122

[15] Lei   Huang, Yong Ye, and Huixuan Lan. “Research on Ownership Structure and   Corporate Performance of State-OwnedListed Companies after Share   Reform”Statistics and Decision 10(2010): 134-136

[16] Weide   Chun, Yong Ye, and Xuan Chen. “An Research on the Impact of Split-share   Structure Reform upon the Performance in China’s Listed Companies”   Forecasting 4(2009): 43-49

[17] Yong Ye,   Lei Huang. “Comparative Study of Ultimate Controlling Right and Cash Flow   Based on Law System Difference” Journal of Management Sciences 5(2007): 31-39

[18] Yong Ye,   Weide Chun and Lei Huang, “Ultimate Control Rights, Cash Flow Rights and   Corporate Performance in Different Profession Listed Conpanies" Soft   Science 5 (2007): 42-44.

[19] Yong Ye,   Bo Liu, and Lei Huang. “Empirical research ofChinese publicly listed   companies based on recessive ultimate control rights” Journal of Management   Sciences in China 2(2007): 66-79

[20] Yong Ye,   Pei Hu, and Bo Liu. “Empirical Research of the Expropriation ofUltimate   Controlling Shareholder——Evidence from Chinese Listed Companies” System   Engineering-Theory Methodology Applications 2(2006): 164-169

[21] Yong Ye,   Pei Hu, and Dengshi Huang. “Ultimate Controlling Right of Chinese Listed   Companiesand Comparative Analyses among Listed Companies ofChina,   EasternAsian and Western Europe” Nankai Business Review 3(2005): 25-31

[22] Lei   Huang, Yong Ye. “Analysis of Law and Economics about State-owned Assets   Management”Chinese Public Administration 8(2004): 76-81

FUNDED PROJECTS 受资助项目

a) Basic or Discovery Scholarship学术类

[1] 国家自然科学基金面上项目：我国财务报表列报方式的改进：基于突显性理论的视角，71371155，项目主要研究成员；

[2] 教育部人文社会科学基金规划项目：媒体报道偏误对资产定价的影响研究：基于投资者异质信念的视角，16YJA630067，项目主持人；

[3] 国家自然科学基金：上市公司隐性终极控制权效应研究及实证分析，70602035，项目主持人；

[4] 国家社会科学基金：股权分置改革后国有大型企业公司治理研究，07XJY004，项目主持人；

[5] 中国博士后科学基金：隐性终极控制权、公司价值及股改成效的实证研究，220070411162，项目主持人；

[6] 教育部人文社会科学基金：社会责任、商业道德与公司治理研究，11YJA790189，项目主持人

[7] 教育部人文社会科学基金：股权分置改革后上市公司终极控制权结构和公司治理研究，06JC630022，项目主持人；

[8] 四川省科技支撑计划：四川省可持续发展实验区低碳技术集成应用与示范，四川省科技支撑， 2015SZ0203，项目主持人；

[9] 教育部人文社会科学基金：媒体治理、社会责任与投资者保护， 12YJC790070，主研；

[10]四川省杰出青年学术技术带头人培育计划：金融系统复杂性与制造业企业终极控制链研究， 2012JQ0022，项目主持人；

[11] 四川省软科学项目：金融危机背景下四川省上市公司的终极控制权、公司绩效与公司治理研究，2009ZR0080，项目主持人；

[12] 中央高校基本科研业务费专项资金科技创新项目：上市公司终极控制权及其对股改对价支付影响的研究，A0920502051113－67，项目主持人；

[13]国家自然科学基金：我国财务报表列报方式的改进：基于突显性理论的视角， 71371155，参加；

[14] 国家社会科学基金：企业家社会责任与公司治理绩效研究，10CG013，项目第一主研、子课题负责人；

[15] 2008年教育部创新团队项目：行为决策理论及其在灾害管理中的应用研究，IRT0860，项目主要研究成员；

[16] 教育部哲学社会科学研究重大课题攻关项目：经济责任审计与审计理论创新研究，07JZD0018，项目主研、子课题负责人。

[17] 企事业单位委托项目：管理会计理论研究与案例分析，2019H010738，项目负责人。

[1] Project of National Natural Science Foundation   of China (No. 71371155), “Improvement of the Presentation of Financial   Statements in China: from the Perspective of Sudden Dominant Theory”,   Principal Investigator;

[2] Humanities and Social Sciences Foundation of   Ministry of Education of China (No. 16YJA630067), “Research on the Impact of   Media Reports Bias on Asset Pricing: from the Perspective of Investors'   Heterogeneous Belief”, the Director;

[3] National Natural Science Foundation of China   (No. NSFC 70602035), “The Theoretical and Empirical Research on the Effect of   RecessiveUltimate Control Rights of Listed Corporation”, the Director;

[4] National Social Science Foundation of China   (No.07XJY004), “Research on Corporate Governance of Large   State-Owned Listed Companies after Split-share Structure Reform”,   the Director;

[5] Postdoctoral Science Foundation of China   (No.220070411162), “An Empirical Research on RecessiveUltimate Control   Rights, Corporate Value, and Effectiveness of Share Reform”, the Director;

[6] Humanities and Social Sciences Foundation of   Ministry of Education of China (No.11YJA790189), “Research on Social   Responsibility, Commercial Ethics, and Corporate Governance”, the Director;

[7] Humanities and Social Sciences Foundation of   Ministry of Education of China (No.06JC630022), “Research on Ultimate Control   Rights and Corporate Governance of Listed Companies after Split-share   Structure Reform”, the Director;

[8] Science and Technology Support Program of   Sichuan Province (No. 2015SZ0203), “Integrated Application and Demonstration   of Low Carbon Technology in Experimentation Area of Sichuan Province”,   Technology Support of Sichuan Province, the Director;

[9] Humanities and Social Sciences Foundation of   Ministry of Education of China (No. 12YJC790070), “Media Governance, Social   Responsibility and Investor Protection”, the Director;

[10]Preeminent Youth Foundation of Sichuan   Province, China (No.2012JQ0022), “Research on the Complexity Financial System   and Ultimate ControlChain in Manufacturing   Enterprises”, the Director;

[11] Soft Science Project of Sichuan Province,   China (No.2009ZR0080), “Research on Ultimate Control, Corporate Performance,   and Corporate Governance of the Listed Company of Sichuan Province: Under the   Background of Financial Crisis”, the Director;

[12] Science and Technology Innovation Project of   the Fundamental Research Funds for the Central Universities   (No.A0920502051113－67),   “Ultimate Control Rights of Listed Company and its impact on Consideration   Ratio for Split Share Structure Reform”, the Director;

[13]National Natural Science Foundation of China   (No. 71371155), “Improvement of Financial Statement Presentation in China: Based   on the Perspective of Prominence Theory”, Principal   Investigator;

[14] National Social Science Foundation of China   (No. 10CG013), “Research on Entrepreneurs' Social Responsibility and   Corporate Governance Performance”, the First Principal   Investigator, Sub Project Director;

[15] Innovative Team Projectof Ministry of   Education of China in 2008(No. IRT0860), “Research on Behavior Decision   Theory and It’s Applying in Management”, Principal Investigator;

[16] Key Projects   of Philosophy and Social Sciences Research of Ministry of Education of China   (No. 07JZD0018), “Research on Innovationof Economic Responsibility Audit and   Auditing Theory”, the First Principal Investigator, Sub Project Director.

[17] Projects Entrusted by Enterprises and   Institutions: “Theoretical Research and Case Analysis of Management   Accounting”, (No. 2019H010738),   project leader. RMB280,000.

OTHER RESEARCH AND SCHOLARLY ACTIVITIES

各类其它学术、教学和应用实践类成果

a) Basic or Discovery Scholarship学术类

Ÿ Participation in recognized academic   societies and associations在学术组织/协会中任职或起到重要作用

[1]担任攀枝花学院客座教授

[1]   Visiting Professor of Panzhihua University.

Ÿ Research awards学术获奖

[1] 2014年“次大股东对公司治理影响的研究”，获四川省第十六次社会科学优秀成果三等奖；

[2] 2010年“股权分置改革后的国有大型企业公司治理研究”，获四川省哲学社会科学优秀成果奖/优秀奖

[3] 2008年获第八批四川省学术技术带头人后备人选，四川省人民政府

[1] "Research   based on the Impact of the Second Largest Shareholder on Corporate   Governance" won the third prize of the sixteenth Outstanding   Achievements Award in Social Sciences of Sichuan province in 2014.

[2]   “Research on Corporate Governance of Large State-Owned Listed Companies after   Split-share Structure Reform” won the Outstanding Achievement Award and   Excellence Award of philosophy social science of Sichuan province in 2010.

[3] Be   Awarded as The Eighth Batch Academic and Technical Alternative Foregoer of   Sichuan province, People's Government of Sichuan,in 2008.

Ÿ Conference (with presentation) 受邀参会并作报告

[1] 叶勇, 黄雷, 王寻. 2011年管理科学与工业工程国际会议（EI、ISTP检索）：现金股利分配的实证研究

[2] 叶勇, 张琴,黄雷. 2009年管理科学与工程国际会议 (EI、IEEE   Xplore、ISTP、ISSHP检索)：股权分置改革后终极控制权、公司治理以及股改对价支付研究

[1] YONG   YE, LEI HUANG, XUN WANG. An Empirical Research on Distribution of Cash   Dividends, International Conference on Management Science and Industrial   Engineering (EI、ISTP   2011)

[2] YONG   YE, QIN ZHANG, LEI HUANG. Ultimate Controller, Corporate Government and Consideration   Determination in the Split-share in the Split-share Structure Reform,   International Conference on Management Science and Engineering (EI、IEEE   Xplore、ISTP、ISSHP2009)

b) Applied or Integration/Application   Scholarship应用实践类

Ÿ Consulting activities that are material in   terms of time and substance提供咨询服务

[1] 四川格瑞特科技有限公司

[2] 四川海之科技股份有限公司

[1] Sichuan Geruite Technology Co. Ltd.

[2]   Sichuan Haizhi Technology Corp.

COURSES TAUGHT AT SWJTU 教授课程

博士生课程：会计与公司财务研究前沿

硕士生课程：管理学研究方法、公司理财、管理学

本科生课程：财务管理、财务与成本管理、CPA经济法、企业理论与公司治理

PhD：Accounting   and Corporate Finance Research

Postgraduate：Management   Research Method, Corporate Finance, Management

Undergraduate：Financial   Management, Finance and Cost Management, CPA’s Economic Law, Enterprise   Theory and Corporate Governance

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